Transparency is fundamental to how we operate. The following disclosures are provided to ensure you have a complete understanding of our business structure, regulatory status, compensation practices, and the risks associated with financial planning and investing.
Regulatory status and entity details
NorthBridge Wealth, LLC is a limited liability company organized under the laws of the State of New York. The firm operates as an investment adviser matching and referral service.
Individual financial advisors accessible through the NorthBridge platform are independent Registered Investment Advisers (RIAs) registered with the U.S. Securities and Exchange Commission (SEC) or their respective state securities regulators, as applicable. Registration does not imply a certain level of skill or training.
NorthBridge Wealth, LLC itself does not provide investment advisory services directly and is not a registered investment adviser. We facilitate connections between prospective clients and independent RIAs.
How NorthBridge Wealth and its advisors are compensated
NorthBridge Wealth, LLC may receive referral fees from independent financial advisors when a successful client engagement is established through our platform. These fees are paid by the advisor, not by you. The existence of these referral arrangements is disclosed here and, where applicable, in the advisors' Form ADV Part 2.
Independent advisors on our platform operate under a fee-only compensation model. This means they are compensated solely through fees paid directly by clients — either as a flat fee, hourly rate, or percentage of assets under management — and do not earn commissions from product sales. This structure is designed to minimize conflicts of interest.
Disclosure: The referral fee arrangement between NorthBridge Wealth and independent advisors may create an incentive for us to refer you to advisors who pay higher referral fees. We address this conflict by basing our matching algorithm on client needs and advisor expertise, not on referral fee amounts.
Material risks associated with investing and financial planning
All investing involves risk, including the potential loss of principal. The following risks may affect any investment strategy developed in connection with our Services:
Investment values fluctuate based on market conditions, economic factors, and other variables outside any advisor's control.
The purchasing power of investment returns may be eroded by inflation over time, particularly for fixed-income investments.
Some investments may not be readily convertible to cash, potentially requiring a sale at a discount to fair value.
Over-weighting in a single sector, asset class, or security increases exposure to adverse performance in that area.
Changes in interest rates can adversely affect the value of fixed-income securities and interest-rate-sensitive equities.
Tax laws are subject to change. Strategies that are tax-efficient today may become less advantageous due to legislative changes.
Past performance of any investment or investment strategy does not guarantee future results. No investment strategy can ensure a profit or protect against loss in a declining market.
What our online content does and does not constitute
The content published on the NorthBridge Wealth website — including blog posts, guides, calculators, educational articles, and financial assessment results — is provided for general informational and educational purposes only.
This content does not constitute individualized investment advice, tax advice, legal advice, or any other form of professional financial guidance. It should not be relied upon as the basis for any financial decision without first consulting a qualified professional who has a complete understanding of your personal situation.
Wealth assessment results generated by our platform are algorithmic outputs intended to facilitate advisor matching and introductory guidance only. They do not represent a comprehensive financial plan or a personalized investment recommendation.
Relationship between NorthBridge and independent advisors
Wealth advisors accessible through the NorthBridge Wealth platform are independent professionals and are not employees, agents, or representatives of NorthBridge Wealth, LLC.
NorthBridge Wealth does not supervise, direct, or control the investment advice provided by independent advisors. Each advisor maintains their own registration, carries their own professional liability insurance, and operates under their own Form ADV, which is available on the SEC's IAPD database or their state equivalent.
Before engaging any advisor, we encourage you to:
GLBA, CCPA, and applicable regulatory disclosures
Gramm-Leach-Bliley Act (GLBA): We are required to inform you about how we collect, use, and protect your personal financial information. Please review our Privacy Policy for full details. You have the right to limit certain sharing of your information by contacting us at privacy@northbridgefinancial.com.
California Consumer Privacy Act (CCPA): California residents have additional rights regarding their personal information, including the right to know, delete, and opt-out of the sale of personal information. We do not sell personal information. California residents may submit requests by emailing privacy@northbridgefinancial.com.
CAN-SPAM Act: All commercial email communications from NorthBridge Wealth include a clear unsubscribe mechanism. You may opt out of marketing emails at any time while still receiving transactional and service-related communications.
For questions about our regulatory status, Form ADV, or compliance matters:
compliance@northbridgefinancial.com
For privacy-related requests or CCPA/GDPR inquiries:
privacy@northbridgefinancial.com
For questions about any of the above disclosures:
legal@northbridgefinancial.com
NorthBridge Wealth, LLC
1200 Wealth District Blvd, Suite 400
New York, NY 10004